National General
National General Holdings Corp. (Form: NT 10-K, Received: 03/01/2017 16:44:00)


 
 
SEC FILE NUMBER
001-36311

 
 
CUSIP NUMBER
636220303
 
                          UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549  
FORM 12b-25
 
NOTIFICATION OF LATE FILING
 
(Check one):    
x   Form 10-K     o   Form 20-F  o   Form 11-K  o    Form 10-Q  o   Form 10-D  o   Form N-SAR o   Form N-CSR
 
 
 
For Period Ended:      December 31, 2016
 
 
 
o    Transition Report on Form 10-K
 
o    Transition Report on Form 20-F
 
o    Transition Report on Form 11-K
 
o    Transition Report on Form 10-Q
 
o    Transition Report on Form N-SAR
 
 
 
For the Transition Period Ended:     
 
Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
 
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I — REGISTRANT INFORMATION
National General Holdings Corp.
Full Name of Registrant
Former Name if Applicable
59 Maiden Lane, 38th Floor
Address of Principal Executive Office (Street and Number)
New York, New York 10038
City, State and Zip Code





PART II — RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
 
 
 
 
 
 
x    
  
(a)
 
The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
 
  
(b)
 
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
  
(c)
 
The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
 
  PART III — NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The Company is unable to file its Annual Report on Form 10-K for the year ended December 31, 2016 (the “Form 10-K”) in a timely manner because the Company is still finalizing the Form 10-K and is still preparing analyses and providing documentation requested by its auditors.  The Company does not anticipate any changes from the results reported in its Earnings Release issued on February 27, 2016.  
The Company expects that the Form 10-K will be filed with the SEC no later than the fifteenth calendar day following the prescribed due date (i.e. no later than March 16, 2017).

PART IV — OTHER INFORMATION
 
(1)
Name and telephone number of person to contact in regard to this notification
Michael Weiner
 
(212)
 
380-9500
(Name)
 
(Area Code)
 
(Telephone Number)

(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).                    Yes   x     No   o

(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?        Yes    o     No    x
 
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.






National General Holdings Corp.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
 
 
 
Date
 
March 1, 2017
 
 
 
By
 
/s/ Michael Weiner
 
 
 
 
 
 
 
 
Michael Weiner
 
 
 
 
 
 
 
 
Chief Financial Officer


INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.